As agents are creating Opportunities and managing their transactions in Command, they will need to upload documents for compliance approval. As time goes on, Market Centers will need to replace documents and make changes to the checklists.
Things to consider when editing your checklists:
- The system does not allow additional, one-off items to be added to the checklist within an individual Opportunity. If there is a document that will be used only occasionally, add it to the compliance checklist and make it conditionally required or optional.
- Documents must be attached to a checklist item to be added to the opportunity within the 3 compliance events (Listing, Under Contract, Closed). Consider all the different documents that are needed for a transaction and ensure all documents have a checklist item. You may want to add a category for amendments, however consider being specific when you do such as Price Change Amendments, Listing Extensions, Contract Closing Extensions, Termination Amendment. By keeping each amendment type separate you will be able to see the history of those amendments easier.
Note: Don't forget the items the market center may upload during the closing process as well, such as the Distribution Authorization (see rule 2 above).
- The checklist order will be the default order that you will see within the opportunity. Consider both the order in which you wish to view during compliance as well as the chronological order of when they would be completed so your Agents can work their way down the list.
- There are custom folders, separate from the actual checklist. These are intended to be used for documentation outside the compliance process such as email correspondence with the client, photos, unaccepted offer forms, or anything else an agent wants to keep a record of.
To edit and reorganize your checklists , follow the steps below:
1. Log in to https://agent.kw.com with your KW login credentials.
2. Click your name, at the top right of the page, and choose Settings from the drop-down.
3. On the left side of the page, click CloudMORE Settings, then click Compliance.
4. Select your Market Center from the drop-down, then select the Opportunity Type, then select the Checklist Type. (Coming soon!)
Each Checklist Type has a separate compliance checklist that must be created and edited separately. (Coming soon!)
The compliance checklist for that Checklist Type will appear: (Coming soon!)
Edit a Compliance Event (e.g., Listed, Under Contract, Closed)
1. In the Stage you want to adjust, click Edit.
2. Use the Edit Listed Stage form to make any adjustments.
3. Click Save when finished.
Edit or Delete a Specific Document
1. Click the three dots, to the right of the document.
2. Choose either Edit, which will give you the ability to edit any details or replace the document, or choose Delete, which will bring up a delete confirmation prompt.