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Command MC Compliance

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Compliance and Commissions FAQs (Leadership)

  • I am part of MC leadership - who do I contact if I have questions?
  • Can my transaction coordinator be assigned the compliance coordinator role?
  • Can a nonlicensed staff person be assigned the role of compliance coordinator?
  • Can more than one person be assigned the compliance coordinator role within the market center?
  • What roles have access to assign the compliance coordinator role?
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  • Search for Submitted Compliance Requests in Command MC (Leadership)
  • Check Compliance Review Notes, Rejections, and comments in Command MC
  • Use the PDF Review Tool to Approve or Reject Submitted Documents (Leadership)
  • Review, Approve, and Return Submitted Compliance Requests (Leadership)
  • Add Tags to Submitted Compliance Requests in Command MC (Leadership)
  • Attach a one-off Document or Document Placeholder to an Agent's Compliance Checklist (Leadership)
  • Export Documents from an Opportunity in Command MC (Leadership)
  • Flag Missing Documents When Reviewing Submitted Compliance Requests (Leadership)
  • Sign Agent Documents in Command MC (Leadership)
  • Split a PDF into Multiple Documents in Command MC
  • Create a Private (Hidden) Custom Folder in an Agent's Opportunity (Leadership)
  • Utilize Compliance Folder Messaging (Leadership)
  • Restore an Archived Compliance Request (Leadership)
  • Archive Compliance Requests (Leadership)
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