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Compliance and Commissions FAQs (Leadership): Access

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  • Can my transaction coordinator be assigned the compliance coordinator role?
  • Can an associate be assigned the compliance coordinator role as well as other roles within the market center?
  • Can a nonlicensed staff person be assigned the role of compliance coordinator?
  • How do I assign the compliance role for the business center(s) attached to my market center?
  • Can more than one person be assigned the compliance coordinator role within the market center?
  • If the MCA currently handles compliance, do they also need the compliance coordinator role?
  • What roles have access to assign the compliance coordinator role?
  • Does my assistant MCA get access to CloudMORE compliance?
  • Who has access to CloudMORE?
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